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Ria Advisory Group, LLC CRD 152566
$568M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-08-03 |
Branch Locations
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Des Moines | IA | 06/2017 | 07/2020 |
| Visionpoint Advisory Group, Llc | Des Moines | IA | 06/2017 | 07/2020 |
| Edward Jones | Perry | IA | 10/2002 | 06/2017 |
| Ria Advisory Group Llc | Des Moines | IA | 08/2020 | Present |
No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/30/2018 - 3 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-06 |
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