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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-14 |
| TX | RA | APPROVED | 2023-06-14 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/2014 | 05/2017 |
| Ubs Financial Services | Encino | CA | 05/2017 | 04/2018 |
| Jpmorgan Chase Bank Na | Los Angeles | CA | 04/2018 | Present |
| Jpmorgan Securities Llc | Los Angeles | CA | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-09 |
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