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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-09-24
  • NC RA
    APPROVED
    Since 2012-09-24

Branch Locations

1959 Clark Ave, Raleigh, NC 27605 • United States

4300 Glenwood Ave, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 09/2012 Present
  • 09/2012 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2010-06-21 → 2012-09-21
    Securities America Advisors, Inc.
    Durham, NC
  • 2004-12-06 → 2010-06-24
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Clayton, NC
    Raleigh, NC
    Smithfield, NC
    Raleigh, NC
  • 2002-11-28 → 2004-07-06
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-27
S63 Uniform Securities Agent State Law Examination 2002-11-26
  • S65 Uniform Investment Adviser Law Examination
    2002-11-27
  • S63 Uniform Securities Agent State Law Examination
    2002-11-26

View on SEC IAPD

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