Stephen Allen Hartel

Current Employers

Employment History

• 11/2009 → 11/2017
  National Planning Corporation
  Denver, CO
• 11/2009 → 09/2023
  Trilogy Financial Services
  Denver, CO
• 11/2015 → 09/2023
  Trilogy Capital, Inc.
  Denver, CO
• 11/2017 → 11/2019
  Lpl Financial Llc
  Denver, CO
• 09/2023 → Present
  Maia Wealth
  Denver, CO

Previous Registrations

• 2017-01-30 → 2023-09-12
  Trilogy Capital, Inc.
  Denver, CO
  Irvine, CA
• 2017-11-29 → 2018-04-17
  Lpl Financial Llc
  Denver, CO
• 2010-09-14 → 2017-11-29
  National Planning Corporation
  Woburn, MA
  Denver, CO
• 2005-02-22 → 2005-12-31
  Stephen A. Hartel
  Andover, MA
• 1999-08-02 → 2002-12-31
  Aspyre Wealth Partners
  Andover, MA

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - Various Locations - Public Speaker/Presenter - Public Speaker - Start Date 11/5/2009 - 1 Hours Per Month / 1 Hours During Trading. 2. 2/7/2018 - No Business Name - Not Investment Related - Outside/W-2 Employment - Started 12/15/2017 - 48 Hours Per Month/0 Hours During Securities Trading - FIREARMS SAFETY TRAINING INSTRUCTOR and Range Officer. INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH

Exams

• S66 Uniform Combined State Law Examination
  2010-09-03
• S63 Uniform Securities Agent State Law Examination
  2007-03-06

Other Names

• Steve Hartel
• Stephen Hartel