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William Henry Herrman Ii

Cannell & Spears LLC

New York, NY

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Current Employers
Cannell & Spears Llc

535 Madison Avenue 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-21
  • NY RA
    APPROVED
    Since 2024-02-21

Branch Locations

535 Madison Avenue 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernstein Private Wealth Management New York NY 07/2002 08/2018
Peter B. Cannell & Co., Inc. New York NY 08/2018 Present
  • 07/2002 → 08/2018
    Bernstein Private Wealth Management
    New York, NY
  • 08/2018 → Present
    Peter B. Cannell & Co., Inc.
    New York, NY
Previous Registrations
  • 2022-03-18 → 2024-02-13
    Cannell & Co.
    New York, NY
  • 2021-09-08 → 2021-12-31
    Cannell & Co.
    New York, NY
  • 2002-11-01 → 2018-08-20
    Alliancebernstein L.P.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-21
  • S66 Uniform Combined State Law Examination
    2002-10-21
Other Names
  • Will Herrman
  • William Henry Herrman
  • William H. Herrman Ii
  • William H. Herrman Ii

View on SEC IAPD

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