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Harold Frank Wachtel

Wachtel Capital Advisors, LLC

Towaco, NJ

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Current Employers
Wachtel Capital Advisors, Llc

8 Whitehall Rd, Suite 200B, Towaco, NJ 07082 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-06
NJ RA APPROVED 2020-12-08
  • PA RA
    APPROVED
    Since 2024-08-06
  • NJ RA
    APPROVED
    Since 2020-12-08

Branch Locations

8 Whitehall Rd, Suite 200B, Towaco, NJ 07082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachtel Capital Management, Llc Montville NJ 05/2009 10/2019
Fortune Financial Services, Inc. Monaca PA 05/2015 03/2018
Wachtel Capital Advisors, Llc Pine Brook NJ 05/2009 Present
Apw Capital, Inc. Rockaway NJ 03/2018 06/2024
Aurora Private Wealth Rockaway NJ 05/2018 04/2021
  • 05/2009 → 10/2019
    Wachtel Capital Management, Llc
    Montville, NJ
  • 05/2015 → 03/2018
    Fortune Financial Services, Inc.
    Monaca, PA
  • 05/2009 → Present
    Pine Brook, NJ
  • 03/2018 → 06/2024
    Apw Capital, Inc.
    Rockaway, NJ
  • 05/2018 → 04/2021
    Aurora Private Wealth
    Rockaway, NJ
Previous Registrations
  • 2018-05-01 → 2021-05-03
    Pine Brook, NJ
  • 2009-05-14 → 2019-10-31
    Wachtel Capital Advisors, Llc
    Pine Brook, NJ
  • 2008-04-24 → 2009-08-05
    Horizon Point Wealth Management, Llc
    Chatham, NJ
  • 2008-04-24 → 2008-07-09
    Osaic Services, Inc.
    Phoenix, AZ
    Livingston, NJ
  • 2005-03-28 → 2008-04-29
    Morristown, NJ
    East Hanover, NJ
  • 2003-12-19 → 2005-02-24
    Chase Investment Services Corp.
    New York, NY
Other Businesses

2. Wachtel Capital Advisors, LLC; investment related; using d/b/a for investment, insurance, etc. located at 18 Hook Mountain Road, Suite 200, Pine Brook, NJ 07058; Duties: offering investment advice to clients on a fee only basis; Start date: 3/1/09; title: Owner. 1. Wachtel Capital Management, LLC, non-investment related; 18 Hook Mountain Rd, Suite 200, Pine Brook, NJ 07058; service/Duties: collect rent payable from subleasing of available offices in suite that is rented to Wachtel Capital Management; Start date: 11/1/08; title: Owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-05
  • S66 Uniform Combined State Law Examination
    2002-09-05
Other Names
  • Harold Frank Wachtel
  • Harold Frank Wachtel

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