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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2008-09-22 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
Lincroft, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
RUFFINO VENTURES LLC; INV. RELATED; LINCROFT, NJ; CO-OWNER; LLC HOLD REAL ESTATE AND OTHER INVESTMENTS; START DATE 8/24/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING. CRAZED FRENCHI LLC; NOT INV. RELATED; LINCROFT, NJ; CO-OWNER; ONLINE APPAREL COMPANY; START DATE 5/19/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY; INV. RELATED; SEASIDE, NJ; CO-OWNER; START DATE 6/26/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-04 |
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