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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-16 |
| SC | RA | APPROVED | 2018-03-07 |
Branch Locations
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
148 River Street Ste 120 [Satellite], Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Greenville | SC | 07/2002 | 10/2017 |
| Wells Fargo Advisors Financial Network, Llc | Charleston | SC | 03/2018 | Present |
| Unemployed | Greenville | SC | 10/2017 | 03/2018 |
HFSG INC,NOT INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START DATE: 10/31/23, 40 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE; FISHER MIDDLE SCHOOL PTSA, NOT INV RELATED, GREENVILLE, SC, TREASURER, START 8/6/25, 2 HRS PER MONTH, 2 HRS DURING TRADING, PROVIDE UPDATED FINANCIAL STATEMENTS AND FOLLOW CASH IN N OUT AND EXPENSES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-30 |
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