Zachary Stuart Ashbee

Employer firm

Kestra Private Wealth Services, LLC CRD 155193

$13.5B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 11/2016
  Wells Fargo Advisors
  Mobile, AL
• 11/2016 → 07/2024
  Wells Fargo Clearing Services, Llc
  Mobile, AL
• 07/2024 → Present
  Kestra Investment Services Llc
  Mobile, AL
• 07/2024 → Present
  Kestra Private Wealth Services Llc
  Mobile, AL

Previous Registrations

• 2012-05-31 → 2024-07-22
  Wells Fargo Clearing Services, Llc
  Mobile, AL
• 2009-06-01 → 2012-06-21
  Morgan Stanley
  Mobile, AL
• 2005-05-23 → 2009-06-01
  Citigroup Global Markets Inc.
  Mobile, AL
  Mobile, AL
• 2000-04-13 → 2005-05-25
  Morgan Stanley Dw Inc.
  Mobile, AL

Other Businesses

Business Name: DAUPHINE CAPITAL POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/18/2024 ADDRESS: 1060 Dauphin Street, Mobile AL 36604, United States DESCRIPTION: Perform all duties related to being a registered representative and Investment Advisor. Business Name: ASHBEE GROUP CAPITAL MANAGEMENT POSITION: Owner NATURE: Tax Entity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2024 ADDRESS: 1060 Dauphin St, Mobile AL 36604 DESCRIPTION: Manage Payroll through this entity

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-09
• S63 Uniform Securities Agent State Law Examination
  2000-01-14