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Morgan Stanley Investment Management Inc. CRD 110353
$702B regulatory AUM 12 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1585 Broadway, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-11 |
Branch Locations
1585 Broadway, New York, NY 10036 • United States
1999 Avenue Of The Stars, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner And Smith | Santa Monica | CA | 11/2013 | 09/2019 |
| Morgan Stanley Distribution, Inc. | Los Angeles | CA | 09/2021 | 01/2022 |
| Cqs (Us), Llc | Los Angeles | CA | 09/2019 | 08/2020 |
| Unemployed | Los Angeles | CA | 08/2020 | 09/2021 |
| Eaton Vance Distributors, Inc. | Los Angeles | CA | 01/2022 | Present |
| Morgan Stanley Investment Management, Inc | Los Angeles | CA | 01/2022 | Present |
*455990 - Fishers Island Library Association; Investment related - No; Fishers Island, New York; Charitable; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 5; Investment Decisions/Advice, Administrative, Fundraising, Labor/Service *589127- Isabella Beach Property, LLC; Investment related: Yes; Fishers Island, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-29 |
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