Best Investors Account Sign in

Michael Lee Dube

Edward Jones

Red Wing, MN

CRD 4568114

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-04
MN RA APPROVED 2013-12-10
  • TX RA
    APPROVED_RES
    Since 2015-03-04
  • MN RA
    APPROVED
    Since 2013-12-10

Branch Locations

139 Tyler Rd South, Red Wing, MN 55066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 07/2002 Present
Other Businesses

"ConocoPhillips Type: Date: 01/01/16 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No responsibilities City-State: Houston TX" * "Hess Corp Type: Date: 01/01/13 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No responsibilities City-State: Houston TX"

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    2002-09-26

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Red Wing, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor