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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-04-23 |
| TX | RA | APPROVED | 2017-08-09 |
| TN | RA | APPROVED | 2004-03-15 |
Branch Locations
102 W Springbrook Dr, Johnson City, TN 37604-1757 • United States
1055 Howell Mill Road Suite 800, Atlanta, GA 30318 • United States
800 S Gay St Ste 700 First Tennessee Plaza, Knoxville, TN 37929 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Knoxville | TN | 11/1999 | 03/2020 |
| Ameriprise Financial Services, Llc | Johnson City | TN | 03/2020 | Present |
Other Business Activities; Homes For Our Troops; Pro Bono work in association with FPA to assist select vets with financial planning.; 6 Main Street, , Taunton, MA, 02780-2733; Investment-Related; 02/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-06 |
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