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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Victor Moffitt And Co. | Coventry | RI | 01/1997 | Present |
| Nmq,Inc. | Warwick | RI | 02/2001 | 07/2025 |
| Next Financial Group Inc | Coventry | RI | 01/2008 | 07/2025 |
| Lpl Financial Llc | Coventry | RI | 07/2025 | Present |
1. 07/10/2025- Moffitt & Associates, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/16/2016- 160 Hours Per Month- 150 Hours During Trading 2. 07/10/2025- MARY QUACKENBUSH- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2002- 15 Hours Per Month- 15 Hours During Trading 3. 07/10/2025- VICTOR MOFFITT AND CO INC- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/1999- 80 Hours Per Month- 70 Hours During Trading 4. 07/10/2025- MARY QUACKENBUSH- Notary- INV Related- At Reported Business Location(s)- Start date 05/01/2010- 1 Hour Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-31 |
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