John Michael Soucy

Current Employers

Employment History

• 07/2005 → 03/2018
  Webster Investment Services Inc
  Kensington, CT
• 10/2011 → 11/2025
  Lpl Financial Llc
  Warwick, RI
• 11/2025 → Present
  Lighthouse Federal Credit Union
  Saunderstown, RI
• 11/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 11/2025 → Present
  Cetera Investment Advisers Llc
  West Warwick, RI

Previous Registrations

• 2011-10-11 → 2025-11-24
  Lpl Financial Llc
  East Greenwich, RI
  North Kingston, RI
  Fall River, MA
  North Kingston, RI
  Warwick, RI
  Barrington, RI
  Pawtucket, RI
  Riverside, RI
  Warwick, RI
  Providence, RI
  Groton, CT
  Westerly, RI
  Middletown, RI
  Warwick, RI
• 2007-02-13 → 2011-10-11
  Uvest Financial Services Group, Inc.
  Westerly, RI
  East Greenwich, RI
  Middletown, RI
  Providence, RI
  East Greenwich, RI
  Warwick, RI
  Westerly, RI
  North Kingston, RI
  Warwick, RI
  Riverside, RI
  Pawtucket, RI
  Barrington, RI
  North Kingston, RI
  East Greenwich, RI
• 2007-12-20 → 2010-05-07
  Lpl Financial Llc
  Fort Mill, SC
  Warwick, RI
  San Diego, CA
• 2005-11-22 → 2007-02-13
  Webster Investment Services, Inc.
  Westerly, RI
  Warwick, RI
  Warwick, RI
• 2003-01-10 → 2005-07-28
  Ifmg Securities, Inc.
  Wickford, RI

Other Businesses

OWNER OF 50 DEER PATH, LLC; SHORT TERM VACATION RENTALS

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-31
• S63 Uniform Securities Agent State Law Examination
  1999-12-29

Other Names

• John M Soucy