Joseph Alan Esposito

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	1999-01-29

RI RA
APPROVED

Since 1999-01-29

Branch Locations

207 Quaker Lane, Suite 203, West Warwick, RI 02893 • United States

North Kingstown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	West Warwick	RI	02/1991	Present
Massmutual Life Insurance Company	West Warwick	RI	11/1972	Present

02/1991 → Present

Mml Investors Services, Inc.

West Warwick, RI
11/1972 → Present

Massmutual Life Insurance Company

West Warwick, RI

Other Businesses

NAME: JOSEPH ESPOSITO, CLU INS AGENT. INVESTMENT RELATED: Y ADDR: 207 QUAKER LANE, SUITE 203, WEST WARWICK, RI, 02893 NATURE: INSURANCE BROKERAGE POSITION: BROKER. START: 10/13 HOURS/MO: 5 HOURS/TRADING: 5 DUTIES:SALES & SERVICE OF INSURANCE PRODUCTS AND FIXED ANNUITIES FOR VARIOUS CARRIERS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-05
S63	Uniform Securities Agent State Law Examination	1982-07-21

S65 Uniform Investment Adviser Law Examination

1999-01-05
S63 Uniform Securities Agent State Law Examination

1982-07-21

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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