Michael K Mathews

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-03-27
NJ	RA	APPROVED	2026-02-17
NV	RA	APPROVED	2023-07-26
NH	RA	APPROVED	2023-07-19
NY	RA	APPROVED	2021-04-08
ME	RA	APPROVED	2019-08-07
CT	RA	APPROVED	2018-04-27
TX	RA	APPROVED_RES	2017-09-22
FL	RA	APPROVED	2015-08-14
RI	RA	APPROVED	2012-08-14

MI RA
APPROVED

Since 2026-03-27
NJ RA
APPROVED

Since 2026-02-17
NV RA
APPROVED

Since 2023-07-26
NH RA
APPROVED

Since 2023-07-19
NY RA
APPROVED

Since 2021-04-08
ME RA
APPROVED

Since 2019-08-07
CT RA
APPROVED

Since 2018-04-27
TX RA
APPROVED_RES

Since 2017-09-22
FL RA
APPROVED

Since 2015-08-14
RI RA
APPROVED

Since 2012-08-14

Branch Locations

16 Railroad Ave. Mailstop: Ct-092, Plainfield, CT 06374 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

738 Tiogue Avenue Mailstop: Ri-024, Coventry, RI 02816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Securities, Inc.	Providence	RI	07/2012	Present

07/2012 → Present

Citizens Securities, Inc.

Providence, RI

Previous Registrations

2009-05-26 → 2012-08-06

Lpl Financial Llc

Fort Mill, SC

Boston, MA

Walpole, MA

North Attleboro, MA

Westwood, MA

Walpole, MA

Attleboro, MA

Lawrence, MA

Attleboro, MA

Plainville, MA

Foxboro, MA

North Attleboro, MA

Norfolk, MA

Walpole, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-16
S63	Uniform Securities Agent State Law Examination	2005-09-07

S65 Uniform Investment Adviser Law Examination

2009-04-16
S63 Uniform Securities Agent State Law Examination

2005-09-07

Other Names

Mike K Mathews
Michael Matthews
Michael K Matthews
Michael Kerry Mathews

View on SEC IAPD