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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-22
PA RA APPROVED 2004-01-02
  • TX RA
    APPROVED_RES
    Since 2017-09-22
  • PA RA
    APPROVED
    Since 2004-01-02

Branch Locations

160 Jari Dr Ste 115, Johnstown, PA 15904 • United States

232 W Otterman St, Greensburg, PA 15601 • United States

Greensburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greensburg PA 09/2005 03/2020
Ameriprise Financial Services, Llc Greensburg PA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 232 W. Otterman St, , Greensburg, PA, 15601; Investment-Related; 05/01/2005. Business Ownership; Circle Of Success LLC; Owner; Manage Ameriprise Business; 707 Curtis Road, , Greensburg, PA, 15601; Investment-Related; 11/26/2024; 1 to 9 hours per month; 0 during trading hours / Rose Fountain Farms, LLC; Owner; To hold my office building; 707 Curtis Road , , Greensburg, PA, 15601; Not Investment-Related; 09/01/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Circle Of Success LLC; Owner; Manage advisory business; 707 Curtis Road, , Greensburg, PA, 15601; Investment-Related; 11/26/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Financial Planning Association; The Financial Planning Association (FPA) is the principal professional organization for CERTIFIED FINANCIAL PLANNER (CFP) professionals, educators, financial services providers and students who seek advancement in a growing, dynamic profession. ?FPA supports high standards of professional competence, ethical conduct and clear, complete disclosure when serving clients. FPAs One Connection for professional development, business success, advocacy and community at the national and chapter levels is truly indispensable in the advancement of todays CFP professionals.; 7535 E. Hampden Ave Suite #600 Denver, CO 80231, ,; ; 09/28/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Estate Planning Council of Pittsburgh; The groups mission is to foster greater understanding of the roles and relationships of these professionals and to encourage closer cooperative efforts by which to serve clients in the field of estate planning. The organization also provides a forum in which to discuss current issues and keep abreast of trends in the estate planning field.; P.O. Box 97795 Pittsburgh, PA 15227 Phone: 412-655-4447 Option 3, ,; ; 09/28/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Latrobe Laurel Valley Chamber of Commerce; Professional ASSOC promoting business and commerce in Latrobe and the Laurel Valley; 811 Ligonier St, , Latrobe, PA, 15650; Not Investment-Related; 07/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-22
S63 Uniform Securities Agent State Law Examination 2000-01-26
  • S66 Uniform Combined State Law Examination
    2003-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-01-26

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