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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-03-18 |
| TX | RA | APPROVED | 2016-03-18 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
Buffalo Grove, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Deerfield | IL | 03/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2016 | Present |
*578709 - Component Solutions Inc.; Investment Related: No; East Dundee, Illinois; Wholesale/Distribution; Unpaid Associate (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2023; During Business Hours: 0; After Business Hours: 30; Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Business Development/Growth, Customer Service, Sales/Marketing, plan is to transition the business for sale or closing at this time
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-18 |
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