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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-04
  • TX RA
    APPROVED_RES
    Since 2014-08-04

Branch Locations

5201 W Amelia Earhart Dr [Tpb Services], Salt Lake City, UT 84116 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 05/2014 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Other Businesses

YOUNGEVITY, NOT INV RELATED, DISTRIBUTOR, MURRAY, UT, START: 6/2013, 8 HOURS PER MONTH/0 DURING TRADING, DUTIES: SELL DIETARY SUPPLEMENTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-13
  • S63 Uniform Securities Agent State Law Examination
    2006-10-13

View on SEC IAPD

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