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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-09
NJ RA APPROVED 2020-04-28
  • NY RA
    APPROVED
    Since 2025-09-09
  • NJ RA
    APPROVED
    Since 2020-04-28

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Bayside, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huxley Associates New York NY 10/2015 11/2016
Ubs Financial Services Weehawken NJ 10/2017 Present
Russell Tobin New York NY 07/2017 10/2017
Unemployed New York NY 11/2016 07/2017
  • 10/2015 → 11/2016
    Huxley Associates
    New York, NY
  • 10/2017 → Present
    Ubs Financial Services
    Weehawken, NJ
  • 07/2017 → 10/2017
    Russell Tobin
    New York, NY
  • 11/2016 → 07/2017
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-11
S63 Uniform Securities Agent State Law Examination 2005-10-29
  • S66 Uniform Combined State Law Examination
    2018-08-11
  • S63 Uniform Securities Agent State Law Examination
    2005-10-29
Other Names
  • Christine Man-Ying Lee
  • Christine Lee

View on SEC IAPD

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