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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-07-02 |
| TX | RA | APPROVED | 2020-07-02 |
Branch Locations
611 W 9Th Street, Lawrence, KS 66044 • United States
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Lawrence | KS | 04/2007 | 07/2020 |
| Morgan Stanley Smith Barney | Lawrence | KS | 06/2009 | 07/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2020 |
| Sanctuary Securities, Inc. | Lawrence | KS | 07/2020 | Present |
| Sanctuary Advisors Llc | Lawrence | KS | 07/2020 | Present |
(1) Hill Family Investments, LLC Position: Member Nature: Family real estate partnership that owns rental real estate. Tenant examples: chiropractor and a restaurant. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 04/24/1995 Address: P.0. Box 722, Lawrence KS 66044, United States Description: Passive member. No role in decision making or managing. (2) Name: Kansas Public Employees Retirement System Position: Board Member Nature: Pension system for the State of Kansas. Investment Related: Yes Hours: 15 Securities Trading Hours: 10 Start Date: 07/01/2019 Address: 611 S. Kansas Ave, Topeka KS 66603, United States ily Investments; Investment related Yes; Local Rental Property; Proprietor / Owner / Passive Partner ; Apr 1995; During business hours: 0; After business hours: 0 Description: Appointed to KPERS by the Governor of Kansas. The board is a fiduciary for the state retirement system. The board oversees operations, administration, and broad investment strategy for the $21 billion fund. (3) KANSAS CITY SYMPHONY FOUNDATION POSITION: Board Member NATURE: Oversees the endowment of the Kansas City Symphony. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 9/2/2024 ADDRESS: 1644 Wyandotte Street, Kansas City MO 64108, United States DESCRIPTION: I will be a board member who will participate in overseeing the endowment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-24 |
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