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Rick Walter Campbell

Financial Independence, LLC

Warwick, RI

Hyannis, MA

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Current Employers
Financial Independence, Llc

931 Jefferson Blvd. Suite 2005, Warwick, RI 02886-2213 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-02
RI RA APPROVED 2025-09-02
TX RA APPROVED_RES 2015-09-03
CT RA APPROVED 2009-08-11
MA RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2025-09-02
  • RI RA
    APPROVED
    Since 2025-09-02
  • TX RA
    APPROVED_RES
    Since 2015-09-03
  • CT RA
    APPROVED
    Since 2009-08-11
  • MA RA
    APPROVED
    Since 2009-06-01

Branch Locations

931 Jefferson Boulevard, Suite 2005, Warwick, RI 02886-2213 • United States

Hyannis, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cigna Retiremenet & Investment Services Hartford CT 10/2000 Present
Cigna Financial Services Hartford CT 09/2002 Present
Hornor Townsend & Kent Warwick RI 12/2002 Present
Penn Mutual Life Ins Co Warwick RI 12/2002 Present
Financial Independence, Llc Warwick RI 05/2009 Present
  • 10/2000 → Present
    Cigna Retiremenet & Investment Services
    Hartford, CT
  • 09/2002 → Present
    Cigna Financial Services
    Hartford, CT
  • 12/2002 → Present
    Hornor Townsend & Kent
    Warwick, RI
  • 12/2002 → Present
    Penn Mutual Life Ins Co
    Warwick, RI
  • 05/2009 → Present
    Financial Independence, Llc
    Warwick, RI
Previous Registrations
  • 2003-01-03 → 2009-07-09
    Hornor, Townsend & Kent, Llc
    Warwick, RI
    Warwick, RI
  • 2002-11-06 → 2002-12-19
    Prudential Retirement Brokerage Services, Inc.
    Hartford, CT
Other Businesses

INSURANCE/BROKERAGE. BOARD MEMBER-TRUDEA MEMORIAL FOUNDATION. STARTING 01/2008 SPEND LESS THAN 10 HOURS/ MONTH AT THIS ACTIVITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-04
  • S66 Uniform Combined State Law Examination
    2002-11-04
Designations

View on SEC IAPD

Other Firms

ARLEN CAPITAL, LLC
BENTLEY WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRATED WEALTH CONCEPTS LLC
OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MML INVESTORS SERVICES, LLC

Other Investors

ADAM MCCRYSTAL SULLIVAN
DAVID A NABB
PETER ANTHONY SULLIVAN
FRANK PETER MCGOFF
David Paul DiSanto
ROBERT ALBERT D'AMICO
JAMES MARTIN
Gregory Paul Rodger

Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
OSAIC WEALTH, INC. · WARWICK, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WARWICK, RI

More in Warwick, RI

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