Rick Walter Campbell

$288M regulatory AUM 8 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

931 Jefferson Blvd. Suite 2005, Warwick, RI 02886-2213 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-02
RI	RA	APPROVED	2025-09-02
TX	RA	APPROVED_RES	2015-09-03
CT	RA	APPROVED	2009-08-11
MA	RA	APPROVED	2009-06-01

Branch Locations

Hyannis, MA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cigna Retiremenet & Investment Services	Hartford	CT	10/2000	Present
Cigna Financial Services	Hartford	CT	09/2002	Present
Hornor Townsend & Kent	Warwick	RI	12/2002	Present
Penn Mutual Life Ins Co	Warwick	RI	12/2002	Present
Financial Independence, Llc	Warwick	RI	05/2009	Present

2003-01-03 → 2009-07-09

Hornor, Townsend & Kent, Llc

Warwick, RI

Warwick, RI
2002-11-06 → 2002-12-19

Prudential Retirement Brokerage Services, Inc.

Hartford, CT

INSURANCE/BROKERAGE. BOARD MEMBER-TRUDEA MEMORIAL FOUNDATION. STARTING 01/2008 SPEND LESS THAN 10 HOURS/ MONTH AT THIS ACTIVITY.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-04

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