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Goutam Ghosh

Morgan Stanley

Warren, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-11-15
TX RA APPROVED 2016-09-16
  • NJ RA
    APPROVED
    Since 2017-11-15
  • TX RA
    APPROVED
    Since 2016-09-16

Branch Locations

15 Independence Boulevard 1St Floor, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 04/2013 09/2016
Morgan Stanley Warren NJ 09/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-13
  • S66 Uniform Combined State Law Examination
    2002-11-13
Other Names
  • Tom Ghosh
  • Goutam Ghosh

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · Warren, NJ
UBS FINANCIAL SERVICES INC. · Warren, NJ
SACKS & ASSOCIATES, LLC · WARREN, NJ
CAPTRUST · Warren, NJ
CAPITAL ENHANCEMENT, LLC · WARREN, NJ
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WARREN, NJ
MML INVESTORS SERVICES, LLC · Warren, NJ
MML INVESTORS SERVICES, LLC · Warren, NJ

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