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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2004-04-19
  • SC RA
    APPROVED
    Since 2004-04-19

Branch Locations

1501 Main Street Suite 501, Columbia, SC 29201 • United States

Blythewood, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2002 06/2020
Equitable Advisors, Llc New York NY 09/2002 Present
Other Businesses

AlgorithmWay (Chief Creative Officer)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-16
  • S66 Uniform Combined State Law Examination
    2002-10-16
Other Names
  • Julia Wang Parks
  • Julia W Parks
  • Tiejun W Parks

View on SEC IAPD

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Nearby Offices

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