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Jeffrey L Wakefield

LPl Financial LLC

Northampton, MA

Northampton, MA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-31
  • MA RA
    APPROVED
    Since 2025-01-31

Branch Locations

196 Pleasant St Ste 202, Northampton, MA 01060 • United States

196 Pleasant St Suite 202, Northampton, MA 01060 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Northampton MA 09/2005 03/2020
Ameriprise Financial Services, Llc Northampton MA 03/2020 01/2025
Lpl Financial Northampton MA 01/2025 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Northampton, MA
  • 03/2020 → 01/2025
    Ameriprise Financial Services, Llc
    Northampton, MA
  • 01/2025 → Present
    Lpl Financial
    Northampton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-29
  • S66 Uniform Combined State Law Examination
    2002-10-29

View on SEC IAPD

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