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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-12-07 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Palm Beach | FL | 12/2015 | Present |
1. FLORIDA ATLANTIC UNIVERSITY SCHOOL OF SOCIAL WORKER; 777 Glades Road BOCA RATON, FL. 33431; Social Services program at FAU; Advisory Board Member; attends meetings & funcions; affiliation started 09/03/2012; 1 hour per quarter; not during securities trading hours; not investment related. 2. Jewish Federation of South Palm Beach County; 9901 Donna Klein Boulevard Boca Raton FL 33428; Support for the Jewish community around the world; Board Representative Women's Division Board; attends meetings & events; 09/01/1999; 2 hours per quarter; during securities trading hours; not investment related. 3. Israel Cancer Association; 2751 S Dixie Hwy Suite 3A West Palm Beach FL 33405; Cancer research in Israel; Board member; attends meetings & events; affiliation started 09/01/2006; 1 hour per quarter; not during securities trading hours; not investment related. 4. Jewish Federation of South Palm Beach County; 9901 Donna Klein Blvd, Boca Raton, FL 33428; Board Representative Foundation Board; Volunteerism & attending meetings; 04/23/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 5. Jewish Federation of South Palm Beach County; 9901 Donna Klein Blvd, Boca Raton, FL 33428; Not for profit hub for the Jewish community all over the globe; Board Representative Overall Federation Board; Board representative; 07/01/2020; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 6. BE Funding, LLC; 3767 Coventry Lane Boca Raton FL 33496; lending against hard assets; Co Manager; Silent Investor in husband's business; 11/22/2011; 0 hrs/day; Not During Securities Trading Hours; Not Investment-Related 7. JAFCO Planned Giving Council; 4200 North University Drive Sunrise FL 33351; To serve children who are impacted by abuse, neglect, trauma or developmental disabilities; Planned Giving Council; Serve on commitee to recuit additional professionals to join us at events and share information about the organization; 01/31/2025; 1 hr/month; Not During Securities Trading Hours; Not Investment-Related 8. GTS28, LLC; 3767 Coventry Lane Boca Raton, FL 33496; Real Estate Holding Company for property being purchased in Utah and leased out; Manager with Husband 50%/50%; Collect Rent - Triple Net Lease; 04/27/2026; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-14 |
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