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Mario Albert Lucarelli

LPl Financial LLC

Wayzata, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-01
MI RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
PA RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2022-11-01
  • MI RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21

Branch Locations

15600 Wayzata Blvd, Ste 204, Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Wayzata MN 07/2002 07/2021
Various Insurance Carriers For W & R Insurance Agencies Delano MN 11/2002 07/2021
Suburban Hockey Referee Association Maple Grove MN 10/2003 07/2021
Iron Range Advisors, Llc Rockford MN 01/2010 07/2021
Lpl Financial Llc Wayzata MN 07/2021 Present
  • 07/2002 → 07/2021
    Waddell & Reed, Inc.
    Wayzata, MN
  • 11/2002 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Delano, MN
  • 10/2003 → 07/2021
    Suburban Hockey Referee Association
    Maple Grove, MN
  • 01/2010 → 07/2021
    Iron Range Advisors, Llc
    Rockford, MN
  • 07/2021 → Present
    Wayzata, MN
Previous Registrations
  • 2004-01-05 → 2021-07-21
    Waddell & Reed
    Plymouth, MN
    Plymouth, MN
    Savage, MN
    Wayzata, MN
Other Businesses

1. 07/2021/Mario Lucarelli/Non-Variable Insurance/Investment Related/Central North Plains, MN/0 HRS/MO 2. 07/2021/Mario Lucarelli/Langemo and Lucarelli Financial/DBA for LPL Business (entity for LPL business)/Investment Related/Central North Plains, MN/0 HRS/MO 3. 4/15/21/Mario Lucarelli/LANGEMO & LUCARELLI FINANCIAL ADVISORS/DBA for LPL Business (entity for LPL business)/Investment Related/Wayzata, MN/8 HRS/MO 4. 2011/Iron Range Advisors, LLC/Business Entity For Tax/Investment Purposes Only/Investment Related/Delano, MN/0 HRS/MO 5. 2003/Suburban Hockey Referee Association/Outside/W-2 Employment/Investment Related/Delano , MN/6 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-08
S63 Uniform Securities Agent State Law Examination 2003-01-27
  • S65 Uniform Investment Adviser Law Examination
    2018-03-08
  • S63 Uniform Securities Agent State Law Examination
    2003-01-27
Other Names
  • Mario Lucarelli

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