Eddie Koji Wada

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-10-01

CA RA
APPROVED

Since 2012-10-01

Branch Locations

2141 Rosecrans Ave Ste 4100, El Segundo, CA 90245 • United States

Redondo Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Manhattan Beach	CA	09/2012	11/2016
Wells Fargo Clearing Services, Llc	Manhattan Beach	CA	11/2016	Present

09/2012 → 11/2016

Wells Fargo Advisors

Manhattan Beach, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Manhattan Beach, CA

Previous Registrations

2006-05-26 → 2012-10-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Segundo, CA
2002-10-09 → 2006-06-15

Ubs Financial Services Inc.

Beverly Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-08

S66 Uniform Combined State Law Examination

2002-10-08

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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