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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-08-19 |
| TX | RA | APPROVED_RES | 2017-03-30 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 03/2008 | Present |
(1) MANTHEMS.COM; ADDRESS: PRIVATE RESIDENCE; BUSINESS DESCRIPTION: MANTHEMS VOLUME 1 & 2 AVAILABLE ON AMAZON, SPOTIFY AND ITUNES; NOT INVESTMENT RELATED; START DATE: 08/09/2016; CAPACITY: OWNER-PASSIVE; DUTIES: PASTE LINKS TO THE ALBUMS AVAILABLE FOR STREAMING; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) Name: Ross Evans and His Old Guitar Address: 3000 Ocean Parkway Brooklyn, NY 11235 Business Description: Songs from the Quarantine published on music platforms like Spotify. Business is not investment related Projected Start Date: 08/06/20 Capacity: Owner - Passive Duties Performed: I write songs on the weekend and record them. When I have enough songs for an album, I publish them and upload them after I copyright them. Devoted to this OBA per Month: I spend 2 hours on the weekend writing & recording. Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-23 |
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