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Joshua P. Prentice

J.P. Morgan Securities LLC

New York, NY

CRD 4562278

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-10
TX RA APPROVED 2026-06-10
  • NY RA
    APPROVED
    Since 2026-06-10
  • TX RA
    APPROVED
    Since 2026-06-10

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 03/2026 Present
J.P. Morgan Securities Llc New York NY 03/2026 Present
Butler Capital Partners New York NY 10/2024 02/2026
Unemployed New York NY 05/2024 09/2024
Riverstone Holdings New York NY 10/2019 04/2024
Jpmorgan Chase Bank, N.A. New York NY 06/2001 10/2019
  • 03/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2026 → Present
    New York, NY
  • 10/2024 → 02/2026
    Butler Capital Partners
    New York, NY
  • 05/2024 → 09/2024
    Unemployed
    New York, NY
  • 10/2019 → 04/2024
    Riverstone Holdings
    New York, NY
  • 06/2001 → 10/2019
    Jpmorgan Chase Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-10
S63 Uniform Securities Agent State Law Examination 2015-04-08
  • S66 Uniform Combined State Law Examination
    2026-06-10
  • S63 Uniform Securities Agent State Law Examination
    2015-04-08
Other Names
  • Joshua P Prentice
  • Joshua Putnam Prentice

View on SEC IAPD

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