Ray Raymond Marquette

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → Present
  Ubs Financial Services Inc
  New York, NY

Other Businesses

Breeland Trust / United States / 111 S Hubbards Ln / Louisville / Kentucky / United States / 40207 / / No / Trust / / Real Estate / / Managing a small commercial real estate property / Active / Proprietor / owner / / Occasional consultation on real estate decisions. Property will be managed locally by a relative's (private) real estate business. / 0 / No / No / No / No / Start Date 01/29/2017 / / No / / Yes / 25000 / Yes / Yes / 33 / / Yes / Louisville USA / No / / No / / Result of an inheritance. / No / Marquette Realty Inc / United States / 4210 N Church Way Apt 2. Louisville, Kentucky 40207 / No Company / Real Estate / Marquette Realty Inc. is a small business based in Louisville, Kentucky, engaged in property management. Since the death of my mother, Sara B. Marquette, I have taken on the role of President and sole board member. The business's sole assets are loans to a family member. / President and sole board member. Manage loans, make distributions and pay taxes. / Investment in Company?: YES; 100% / Start Date 1/29/2017 4020 Shelbyville Road LLC, Kentucky United States-40207, Partnership, Real Estate, This is the intended successor entity for what was previously "Breeland Trust". It owns/leases a commercial property in Louisville, Kentucky, Partner, Advise on decisions regarding the real estate property. Complete administrative tasks as needed, start date-12/9/2024

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-09-06

Other Names

• Harold Raymond Marquette
• Harold Raymond Raymond Marquette