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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-05
SC RA APPROVED 2002-11-04
  • TX RA
    APPROVED_RES
    Since 2010-01-05
  • SC RA
    APPROVED
    Since 2002-11-04

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 06/2002 Present
Bank Of America, N.A. Columbia SC 12/2009 Present
Other Businesses

I*62513 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EPISCOPAL DIOCESE OF UPPER SOUTH CAROLINA INVESTMENT RELATED: N ADDRESS OF BUSINESS: COLUMBIA, SOUTH CAROLINA 29201 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/1/2012 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: A DIOCESE IS A GEOGRAPHICAL GROUPING OF LOCAL CONGREGATIONS WITH A BISHOP AS CHIEF PASTOR. THE EPISCOPAL DIOCESE OF UPPER SOUTH CAROLINA IS MADE UP OF 61 CONGREGATIONS IN 22 COUNTIES IN THE UPPER PART OF THE STATE. THE BISHOP OF UPPER SOUTH CAROLINA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-12
  • S66 Uniform Combined State Law Examination
    2002-09-12
Other Names
  • Robert King

View on SEC IAPD

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