Best Investors
Account
Sign in
Best Investors
Account
Sign in
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2002-12-19 |
Branch Locations
3333 N. Mayfair Road Suite 106, Wauwatosa, WI 53222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2002 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2002 | Present |
Frozen River Coaching, LLC Start date 6/4/2024 Independent coaching and consulting. 60 hours per month; DBA - Lake Financial Group; 6/2019 - Green Roots Matter 2800 E Enterprise Ave Ste 333 Appleton, WI 54913 - assist with farmers market - 3 hrs month; 11/2020 - Field Workshop 5686 Broad St Greendale, WI 53129 - associate - 2 hrs month; Administrator or executor of an estate or trustee of a trust for a non-family or family member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-18 |
Reach out to this advisor