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250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-10-01 |
Branch Locations
3814 West Street Suite 303, Mariemont, OH 45227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Powers Benefits Corp | Cincinnati | OH | 11/1999 | Present |
| Lpl Financial Llc | Mariemont | OH | 09/2009 | Present |
| Charter Advisory Corporation | Mariemont | OH | 10/2009 | Present |
(1) 10/16/2009 - POWERS BENEFITS CORP - THIRD PARTY ADMINISTRATOR (TPA) - INV REL - AT REPORTED BUSINESS LOCATION - President - Third Party Administrator for Qualified Retirement Plans - I provide administrative services for qualified retirement plans including: annual compliance testing, form 5500 preparation, account reconciliation - 90% TIME SPENT. (2) 3/25/2010 - POWERS FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. (3) 9/9/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/2009 - 32 Hours Per Month - Time Spent 20% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 10/2009. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-11-07 |
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