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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
Roslyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | New York | NY | 03/2017 | Present |
| Massmutual Life Insurance Company | New York | NY | 07/2016 | Present |
| Metlife Securities Inc | New York | NY | 07/2002 | 03/2017 |
1.Name: Ken Weiss Inv rel: Y Add: 420 Lexington Ave, Suite 2510, New York, NY 10170 Nature: Outside Insurance Position: Sales/Agent Start date:08/2003 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe Duties: Life, Health, Disability, Long-Term Care, Fixed Annuities 2. Name: Ken Weiss Inv rel: N Add: Residential add Nature: legal Position: Attorney No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Non Practicing ' 3. Name: Kenneth Weiss Inv rel: Y Add: 88 Greenwich St New York, NY Nature: Simple Rental Property Position: owner Start date: 08/2011 No. HR/MO: 1 No. HR/MO during sec trading: 0 4. Name: Ken Weiss Inv rel: N Add: At Residential Address Nature: Dean's Committee to strengthen the network of the law school's alumni base/fundraise Position: Member Start date: 04/15/2022 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: to network with other alumni and help fundraise 5. Name: Kenneth Weiss Inv rel: N Add: 15 W. 53 Street, Suite 44A/F, New York, NY 10019 Nature: Consultant Position: Consultant Start date: 07/2004 No. HR/MO: 04 No. HR/MO during sec trading: 0 Describe duties: Consulting 6. Name: Pongcado Holdings Inc. Inv rel: Y Add: At Residential Address Nature: Business planning and tax management Position: President Start date: 11/05/2019 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Manage business matters and oversee planning and tax decisions
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-09-26 |
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