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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

Roslyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 03/2017 Present
Massmutual Life Insurance Company New York NY 07/2016 Present
Metlife Securities Inc New York NY 07/2002 03/2017
  • 03/2017 → Present
    New York, NY
  • 07/2016 → Present
    Massmutual Life Insurance Company
    New York, NY
  • 07/2002 → 03/2017
    Metlife Securities Inc
    New York, NY
Other Businesses

1.Name: Ken Weiss Inv rel: Y Add: 420 Lexington Ave, Suite 2510, New York, NY 10170 Nature: Outside Insurance Position: Sales/Agent Start date:08/2003 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe Duties: Life, Health, Disability, Long-Term Care, Fixed Annuities 2. Name: Ken Weiss Inv rel: N Add: Residential add Nature: legal Position: Attorney No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Non Practicing ' 3. Name: Kenneth Weiss Inv rel: Y Add: 88 Greenwich St New York, NY Nature: Simple Rental Property Position: owner Start date: 08/2011 No. HR/MO: 1 No. HR/MO during sec trading: 0 4. Name: Ken Weiss Inv rel: N Add: At Residential Address Nature: Dean's Committee to strengthen the network of the law school's alumni base/fundraise Position: Member Start date: 04/15/2022 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: to network with other alumni and help fundraise 5. Name: Kenneth Weiss Inv rel: N Add: 15 W. 53 Street, Suite 44A/F, New York, NY 10019 Nature: Consultant Position: Consultant Start date: 07/2004 No. HR/MO: 04 No. HR/MO during sec trading: 0 Describe duties: Consulting 6. Name: Pongcado Holdings Inc. Inv rel: Y Add: At Residential Address Nature: Business planning and tax management Position: President Start date: 11/05/2019 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Manage business matters and oversee planning and tax decisions

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    2002-09-26
Designations
Other Names
  • Kenneth R. Weiss
  • Ken R. Weiss
  • Ken Weiss

View on SEC IAPD

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