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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-07-06 |
| IL | RA | APPROVED | 2009-01-20 |
Branch Locations
123 Rottingham Court Suite A, Edwardsville, IL 62025 • United States
St. Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2008 | Present |
1. MARKET RESEARCH; 1650 DE PERES ROAD, SUITE 110, ST. LOUIS, MO 63131; MARKET RESEARCH PARTICIPANT; START DATE 6/15/2016; APPROXIMATELY 1 HOUR PER MONTH. 2. RENTAL PROPERTY; 736 CATALPA AVE, ST. LOUIS, MO 63119; OWNER; START DATE 3/12/2020; APPROXIMATELY 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-26 |
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