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Catherine Mary Kane

Cliftonlarsonallen Wealth Advisors, LLC

Oak Brook, IL

Minneapolis, MN

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Current Employers
Cliftonlarsonallen Wealth Advisors, Llc

220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-02-27
  • IL RA
    APPROVED
    Since 2015-02-27

Branch Locations

2021 Spring Road Suite 200, Oak Brook, IL 60523 • United States

220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cliftonlarsonallen Wealth Advisors, Llc Oak Brook IL 02/2015 Present
Cliftonlarsonallen Llp Oak Brook IL 01/2006 Present
Previous Registrations
  • 2000-02-10 → 2005-11-16
    Kpmg Investment Advisors
    Chicago, IL
Other Businesses

PRINCIPAL OF CLIFTONLARSONALLEN LLP

Designations
Other Names
  • Catherine Mary Waters

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
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