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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-11-29 |
| PA | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
130 Montowese St A, Branford, CT 06405 • United States
455 Winding Brook Drive, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Margaret Seabrooke, Cpa | Branford | CT | 08/1989 | Present |
| National Planning Corporation | Glastonbury | CT | 02/2003 | Present |
| Lpl Financial Llc | Branford | CT | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CPA/Sole Prop/Owner - Start Date 1989. 2. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Sole Prop - Insurance Agent (Term insurance, Whole Life or Universal Life) - Start Date 2003 - 1 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-26 |
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