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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-30 |
| SC | RA | APPROVED | 2021-07-29 |
Branch Locations
1441 Main Street Suite 700, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Columbia | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 11/2016 | 07/2021 |
| Janney Montgomery Scott Llc | Columbia | SC | 07/2021 | Present |
1) Palmetto Hardwoods of Charlotte, LLC; Not Investment related; 1 Cotton Hope Lane, Columbia, SC 29209; Owner; Start date 05/01/1994; 1hr per month; This LLC is owned by me and my wife. It simply hold approximately 30 acres of timberland in Chesterfield County, SC. Requires no time during the week and we harvest trees every 18 years approx. Held in a LLC for liability purposes. 2) Property Owner; not investment related; South Bluff Lane, Hopkins SC 29061; Owner; start date 03/10/2010; 1 hr per month; I own a 5 acre parcel of property in Richland County, SC. As the owner and having sold the property, acting as the financing arm. 3) The Tommy and Victoria Baker School of Business, The Citadel- Charleston, SC. Advisory Board Member (01/2024) - offer advice and guidance to the BSB on developments in the business sector, Not compensated, not investment related, 2 hours/month. 4) Theta Commission, Kappa Alpha Order - The Citadel, Mt Pleasant, SC. Chairman (05/2012). Not investment related, not compensated, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-27 |
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