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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-09
GA RA APPROVED 2023-08-01
  • TX RA
    APPROVED
    Since 2024-12-09
  • GA RA
    APPROVED
    Since 2023-08-01

Branch Locations

2870 Johnson Ferry Rd. Suite 200, Marietta, GA 30062 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Charlotte NC 07/2013 10/2017
Lpl Financial Llc Charlotte NC 10/2017 Present
Independent Advisor Alliance Charlotte NC 10/2017 05/2023
Newedge Advisors, Llc New Orleans LA 06/2023 Present
  • 07/2013 → 10/2017
    Robert W. Baird & Co.
    Charlotte, NC
  • 10/2017 → Present
    Lpl Financial Llc
    Charlotte, NC
  • 10/2017 → 05/2023
    Independent Advisor Alliance
    Charlotte, NC
  • 06/2023 → Present
    Newedge Advisors, Llc
    New Orleans, LA
Previous Registrations
Other Businesses

1. 06/11/2019 - CNLH, LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:10/25/2017 - 0 hrs/mo - 0 hrs during trading. 2. 07/12/2023 - Castle Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2023 - 40 Hours Per Month/ 40 Hours During Trading 3. 07/20/2023 - NewEdge Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 06/30/2023 - 40 Hours Per Month/ 40 Hours During Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/02/2024 - CWP/CNLH Wealth Partners LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-04
  • S66 Uniform Combined State Law Examination
    2002-10-04
Designations
Other Names
  • Chip Bradford

View on SEC IAPD

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