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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-09 |
| GA | RA | APPROVED | 2023-08-01 |
Branch Locations
2870 Johnson Ferry Rd. Suite 200, Marietta, GA 30062 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Charlotte | NC | 07/2013 | 10/2017 |
| Lpl Financial Llc | Charlotte | NC | 10/2017 | Present |
| Independent Advisor Alliance | Charlotte | NC | 10/2017 | 05/2023 |
| Newedge Advisors, Llc | New Orleans | LA | 06/2023 | Present |
1. 06/11/2019 - CNLH, LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:10/25/2017 - 0 hrs/mo - 0 hrs during trading. 2. 07/12/2023 - Castle Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2023 - 40 Hours Per Month/ 40 Hours During Trading 3. 07/20/2023 - NewEdge Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 06/30/2023 - 40 Hours Per Month/ 40 Hours During Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/02/2024 - CWP/CNLH Wealth Partners LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-04 |
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