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Stephanie Brenda Sterling

Stratos Wealth Partners, Ltd

Prescott, AZ

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-07-27
TX RA APPROVED_RES 2018-07-26
  • AZ RA
    APPROVED
    Since 2018-07-27
  • TX RA
    APPROVED_RES
    Since 2018-07-26

Branch Locations

100 E Sheldon Suite 105, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hosler Wealth Management, Llc Prescott AZ 08/2000 06/2018
Commonwealth Financial Network Waltham MA 11/2004 05/2018
Lpl Financial Llc Prescott AZ 06/2018 Present
Stratos Wealth Partners, Ltd Prescott AZ 06/2018 Present
Previous Registrations
Other Businesses

1) 06/25/2018 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2018 - 160 hr/mth 2) 06/25/2018 - Notary - State of AZ - at reported business location(s) - start: 06/2018 - 1 hr/mth. 3) 6/26/2018 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 7/20/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 06/12/2018 - 120 Hours Per Month/8 Hours During Securities Trading - Time Spent 75% - I provide administrative support to Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 06/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 12/18/2018 - RCS Tax & Accounting - Investment Related - Home Based - Tax Prep/Accounting/CPA - Tax Accountant - Start Date: 02/01/2019 - 10 Hours Per Month - Individual tax preparation services. 6) 7/9/2019 - RCS FINANCIAL SOLUTIONS LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 06/11/2019 - 0 Hours Per Month/0 Hours During Securities Trading - DEPOSITORY FOR COMMISSIONS AND FEES EARNED FROM FINANCIAL ADVISORY BUSINESS. 7) 12/30/2020 - Lion Street - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/2/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 8) 10/14/2022 - RCS Rentals LLC - Investment Related - Chino Valley AZ 86323 - Real Estate Rental - Start Date - 09/06/2022 - 2 Hours Per Month/0 Hours During Securities Trading 9) 03/10/2025 - Granite Wealth Partners - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:03/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-06
S63 Uniform Securities Agent State Law Examination 2003-11-04
  • S66 Uniform Combined State Law Examination
    2012-10-06
  • S63 Uniform Securities Agent State Law Examination
    2003-11-04
Designations
Other Names
  • Stephanie Brenda Bullivant

View on SEC IAPD

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