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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-05
  • PA RA
    APPROVED
    Since 2025-09-05

Branch Locations

1732 Scalp Ave, Johnstown, PA 15904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pile Financial Services Johnstown PA 12/2006 Present
S & P Partners Johnstown PA 08/1994 12/2020
Greater Johnstown Water Auth. Johnstown PA 01/2006 07/2020
Borough Of Southmont Johnstown PA 11/1985 07/2020
Avantax Investment Services, Inc. Johnstown PA 12/2006 09/2025
Avantax Advisory Services Johnstown PA 01/2007 09/2025
Southmont Borough Councilman Johnstown PA 10/1986 12/2023
Greater Johnstown Water Authority Johnstown PA 04/2009 02/2024
Cetera Wealth Services, Llc Johnstown PA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/2006 → Present
    Pile Financial Services
    Johnstown, PA
  • 08/1994 → 12/2020
    S & P Partners
    Johnstown, PA
  • 01/2006 → 07/2020
    Greater Johnstown Water Auth.
    Johnstown, PA
  • 11/1985 → 07/2020
    Borough Of Southmont
    Johnstown, PA
  • 12/2006 → 09/2025
    Avantax Investment Services, Inc.
    Johnstown, PA
  • 01/2007 → 09/2025
    Avantax Advisory Services
    Johnstown, PA
  • 10/1986 → 12/2023
    Southmont Borough Councilman
    Johnstown, PA
  • 04/2009 → 02/2024
    Greater Johnstown Water Authority
    Johnstown, PA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Johnstown, PA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-01-10 → 2025-09-05
    Avantax Advisory Services
    Johnstown, PA
Other Businesses

1) Pile Financial Services 10 Entrance Drive~Johnstown~PA~15905~Tax Preparation/Accounting~Owner/Sole Proprietor~12/7/2006~10hrs~5hrs~Tax Preparation/Accounting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-06
  • S66 Uniform Combined State Law Examination
    2002-09-06

View on SEC IAPD

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