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Richard E. Darling

Eagle Strategies LLC

Lubbock, TX

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-14
  • TX RA
    APPROVED
    Since 2012-02-14

Branch Locations

6121 79Th St Unit A,, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Midland TX 07/2002 Present
New York Life Insurance Midland TX 04/2002 Present
Eagle Strategies Llc Midland TX 02/2012 Present
  • 07/2002 → Present
    Nylife Securities
    Midland, TX
  • 04/2002 → Present
    New York Life Insurance
    Midland, TX
  • 02/2012 → Present
    Midland, TX
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 10 Desta Drive Suite 100W Midland, Texas 79705; Start Date 04/2016; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Mineral Rights; I sold the property and home but kept the mineral rights; 3807 Fairhaven Ct. Midland, Texas 79707; Start Date 11/2019; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-01
S63 Uniform Securities Agent State Law Examination 2003-01-29
  • S66 Uniform Combined State Law Examination
    2012-02-01
  • S63 Uniform Securities Agent State Law Examination
    2003-01-29

View on SEC IAPD

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