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405 Lexington Avenue, 9Th Floor, New York, NY 10174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-31 |
| FL | RA | APPROVED | 2026-03-06 |
Branch Locations
405 Lexington Avenue, 9Th Floor, New York, NY 10174 • United States
1395 Brickell Ave 8Th Floor, Miami, FL 33131 • United States
999 Brickell Avenue Suite 1006, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-09 |
Branch Locations
999 Brickell Avenue Suite 1006, Miami, FL 33131 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Coral Gables | FL | 02/2014 | 10/2019 |
| Kovack International Wealth Management, Inc. | Miami | FL | 10/2019 | 01/2020 |
| Kovack International Advisors, Inc. | Miami | FL | 10/2019 | 01/2020 |
| Lmc Alternative Business Capital | Miami | FL | 02/2020 | Present |
| Scala Capital Llc | Miami | FL | 10/2020 | Present |
| Marco Polo Securities Inc. | New York | NY | 12/2021 | 12/2022 |
| Legado Wealth Management | Miami | FL | 01/2026 | Present |
LMC ALTERNATIVE BUSINESS CAPITAL - Non-Investment Related. 8300 NW 102nd Avenue, Suite 107, Miami, FL 33178 Commercial Finance Company - President Since Jan 2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-17 |
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