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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-07-22 |
| VA | RA | APPROVED | 2025-10-29 |
| FL | RA | APPROVED | 2025-09-23 |
| AZ | RA | APPROVED | 2025-03-13 |
| NC | RA | APPROVED | 2025-03-10 |
| CO | RA | APPROVED | 2025-01-09 |
| AK | RA | APPROVED | 2023-07-17 |
| NV | RA | APPROVED | 2021-08-24 |
| OH | RA | APPROVED | 2021-08-15 |
| CA | RA | APPROVED | 2021-08-13 |
| HI | RA | APPROVED | 2021-08-13 |
| MD | RA | APPROVED | 2021-08-13 |
| MO | RA | APPROVED | 2021-08-13 |
| NY | RA | APPROVED | 2021-08-13 |
| OK | RA | APPROVED | 2021-08-13 |
| OR | RA | APPROVED | 2021-08-13 |
| TX | RA | APPROVED | 2021-08-13 |
| UT | RA | APPROVED | 2021-08-13 |
| WA | RA | APPROVED | 2021-08-13 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Wealth Management, Llc | Honolulu | HI | 10/2006 | Present |
| J.W. Cole Financial, Inc. | Honolulu | HI | 05/2013 | 11/2016 |
| J. W. Cole Advisors, Inc. | Tampa | FL | 05/2013 | 11/2016 |
| Securities America, Inc. | Honolulu | HI | 12/2016 | 08/2021 |
| Securities America Advisors | Honolulu | HI | 12/2016 | 08/2021 |
| Guardian Life Insurance Company | Honolulu | HI | 08/2021 | Present |
| Park Avenue Securities | Honolulu | HI | 08/2021 | Present |
1. SPECTRUM WEALTH MANAGMENT, LLC- DBA/OWNER ADDRESS: 3468 WAIALAE AVE, HONOLULU, HI 96816 START DATE: 12/01/2016 160 HOURS PER MONTH/ 120 HOURS DURING NORMAL BUSINESS HOURS INVESTMENT RELATED 2. RENTAL PROPERTY OWNER ADDRESS: 2766 MANOA RD, HONOLULU, HI 96822 START DATE: 11/03/2004 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS INVESTMENT RELATED 3. RENTAL PROPERTY OWNER ADDRESS: 200 W SAHARA AVE #1606, LAS VEGAS, NV 89102 START DATE: 10/01/2010 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS INVESTMENT RELATED 4) Real estate-sales person, Start date: 09/15/2025, Address: 2766 Manoa Rd, Honolulu, HI 96822, 2 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-30 |
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