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Jeffrey Richard Walker

Thrive Capital Management, LLC

Fort Washington, PA

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Current Employers
Thrive Capital Management, Llc

500 W Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-11-14
PA RA APPROVED 2019-07-26
  • NJ RA
    APPROVED
    Since 2019-11-14
  • PA RA
    APPROVED
    Since 2019-07-26

Branch Locations

500 W Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Philadelphia PA 06/2016 07/2018
Unemployed Philadelphia PA 08/2018 10/2018
Bryn Mawr Trust Philadelphia PA 11/2018 06/2019
Thrive Financial Services, Llc Fort Washington PA 07/2019 Present
Thrive Capital Management, Llc Fort Washington PA 07/2019 Present
Thrive Insurance Group, Llc Fort Washington PA 07/2019 Present
  • 06/2016 → 07/2018
    Citizens Securities, Inc.
    Philadelphia, PA
  • 08/2018 → 10/2018
    Unemployed
    Philadelphia, PA
  • 11/2018 → 06/2019
    Bryn Mawr Trust
    Philadelphia, PA
  • 07/2019 → Present
    Thrive Financial Services, Llc
    Fort Washington, PA
  • 07/2019 → Present
    Thrive Capital Management, Llc
    Fort Washington, PA
  • 07/2019 → Present
    Thrive Insurance Group, Llc
    Fort Washington, PA
Previous Registrations
  • 2016-06-29 → 2018-07-16
    Citizens Securities, Inc.
    Philadelphia, PA
    Philadelphia, PA
    Plymouth Meeting, PA
    Philadelphia, PA
    Philadelphia, PA
    Conshohocken, PA
  • 2016-01-04 → 2016-06-28
    Creativeone Securities, Llc
    Thorofare, NJ
    Marlton, NJ
    Overland Park, KS
    Yardley, PA
  • 2011-03-04 → 2016-01-29
    Lpl Financial Llc
    Marlton, NJ
    Toms River, NJ
  • 2015-04-22 → 2015-12-31
    Independent Financial Partners
    West Deptford, NJ
    Marlton, NJ
  • 2012-08-07 → 2015-03-30
    Bridge Wealth Advisors
    Mount Laurel, NJ
  • 2007-05-08 → 2011-02-28
    Securities America Advisors, Inc.
    Langhorne, PA
  • 2003-07-21 → 2007-05-10
    Ameriprise Financial Services, Llc
    Camp Hill, PA
    Camp Hill, PA
    Camp Hill, PA
    Yardley, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-18
  • S66 Uniform Combined State Law Examination
    2002-09-18

View on SEC IAPD

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Other Investors

CHARLES CLAUDE WEEKS
SEAN MICHAEL COOK
David Rucki
BRIAN MARK STIGLIANO
KATHLEEN MARIE BALTRA
CAULDON DEAN QUINN
GLENN DAVID MEYER
CORY SCOTT MEYER

Other Offices

BANCROFT CAPITAL, LLC · FORT WASHINGTON, PA
BARRISTER · FORT WASHINGTON, PA
COMMONWEALTH FINANCIAL NETWORK · FORT WASHINGTON, PA
FORVIS MAZARS WEALTH ADVISORS, LLC · Fort Washington, PA
BANCROFT CAPITAL, LLC · FORT WASHINGTON, PA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · FORT WASHINGTON, PA
MML INVESTORS SERVICES, LLC · Fort Washington, PA
BANCROFT CAPITAL, LLC · FORT WASHINGTON, PA

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