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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

3101 South 70Th Street, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beall Barclay & Company, Plc Fort Smith AR 12/1991 10/2018
1St Global Capital Corp. Fort Smith AR 07/2002 10/2019
1St Global Advisors, Inc. Fort Smith AR 01/2003 10/2019
Avantax Insurance Services, Inc. Fort Smith AR 03/2006 09/2025
Landmark Cpa, Plc Fort Smith AR 10/2018 10/2018
Avantax Advisory Services Fort Smith AR 10/2019 09/2025
Avantax Investment Services, Inc. Fort Smith AR 10/2019 09/2025
Landmark Plc Cpas Fort Smith AR 10/2018 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Fort Smith AR 05/2004 09/2025
Cetera Wealth Services, Llc Fort Smith AR 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/1991 → 10/2018
    Beall Barclay & Company, Plc
    Fort Smith, AR
  • 07/2002 → 10/2019
    1St Global Capital Corp.
    Fort Smith, AR
  • 01/2003 → 10/2019
    1St Global Advisors, Inc.
    Fort Smith, AR
  • 03/2006 → 09/2025
    Avantax Insurance Services, Inc.
    Fort Smith, AR
  • 10/2018 → 10/2018
    Landmark Cpa, Plc
    Fort Smith, AR
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Fort Smith, AR
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Fort Smith, AR
  • 10/2018 → Present
    Landmark Plc Cpas
    Fort Smith, AR
  • 05/2004 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Fort Smith, AR
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Fort Smith, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Irving, TX
    Dallas, TX
    Fort Smith, AR
  • 2003-01-10 → 2019-10-25
    1St Global Advisors Inc
    Fort Smith, AR
  • 2005-05-04 → 2008-10-27
    Beall Barclay Advisors, Llc
    Fort Smith, AR
Other Businesses

1) LANDMARK FINANCIAL LLC POSITION: Member NATURE: Changing Name of Beall Barclay Wealth Management LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2018 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, United States DESCRIPTION: CPA referring business to financial advisors 2) LANDMARK PLC CPAS POSITION: Member NATURE: Accounting Firm INVESTMENT RELATED: No NUMBER OF HOURS: 190 SECURITIES TRADING HOURS: 190 START DATE: 10/13/2018 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, United States DESCRIPTION: Tax Partner in an accounting firm. I prepare and review tax returns for clients for a fee. 3) PAUL RICHARD MOSER TRUST POSITION: POA NATURE: POA for the trustee of the trust INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 10/12/2023 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, United States DESCRIPTION: Request payments from the trust to be made for medical bills and regular expenses

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-11
  • S66 Uniform Combined State Law Examination
    2002-09-11
Other Names
  • Michael Moser
  • Mike Moser
  • D Michael Moser

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