Robert H Stein

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 02/2018
  Pershing Llc
  Jersey City, NJ
• 02/2018 → 08/2018
  Unemployed
  Marlboro, NJ
• 08/2018 → 05/2019
  Invesco
  New York, NY
• 05/2019 → 09/2020
  Unemployed
  Marlboro, NJ
• 09/2020 → Present
  New York Life Insurance Co
  New York, NY
• 10/2020 → Present
  Nylife Securities Llc
  New York, NY
• 05/2022 → Present
  Eagle Strategies Llc
  New York, NY

Previous Registrations

• 2018-08-09 → 2019-05-31
  Invesco Advisers, Inc.
  New York, NY
• 2006-11-22 → 2014-03-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Pennington, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-09-16
• S66 Uniform Combined State Law Examination
  2006-11-21
• S63 Uniform Securities Agent State Law Examination
  2002-11-01

Other Names

• Robert Hershel Stein