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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-09-22 |
| NY | RA | APPROVED | 2022-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pershing Llc | Jersey City | NJ | 03/2014 | 02/2018 |
| Unemployed | Marlboro | NJ | 02/2018 | 08/2018 |
| Invesco | New York | NY | 08/2018 | 05/2019 |
| Unemployed | Marlboro | NJ | 05/2019 | 09/2020 |
| New York Life Insurance Co | New York | NY | 09/2020 | Present |
| Nylife Securities Llc | New York | NY | 10/2020 | Present |
| Eagle Strategies Llc | New York | NY | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-16 |
| S66 | Uniform Combined State Law Examination | 2006-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-01 |
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