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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-03
AR RA APPROVED 2024-11-14
DE RA APPROVED 2024-11-14
MD RA APPROVED 2024-11-14
NC RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
UT RA APPROVED 2024-11-14
VA RA APPROVED 2024-11-14
WV RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2025-02-03
  • AR RA
    APPROVED
    Since 2024-11-14
  • DE RA
    APPROVED
    Since 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • UT RA
    APPROVED
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14
  • WV RA
    APPROVED
    Since 2024-11-14

Branch Locations

909 Rose Avenue Suite 650, North Bethesda, MD 20852 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Bethesda MD 09/2012 11/2024
Prudential Insurance Company Of America Bethesda MD 09/2012 Present
Lpl Enterprise, Llc North Bethesda MD 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-15
  • S66 Uniform Combined State Law Examination
    2002-10-15

View on SEC IAPD

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