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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Christ The King Cathedral School | Lubbock | TX | 08/2007 | 06/2022 |
| Mathnasium Of Lubbock | Lubbock | TX | 08/2008 | 12/2020 |
| Augustine Institute/Lighthouse Catholic Media | Lubbock | TX | 05/2010 | 05/2019 |
| Exit Realty Of Lubbock | Lubbock | TX | 03/2013 | Present |
| Decided Excellence/Lighthouse Catholic Publishing | Lubbock | TX | 02/2016 | 05/2020 |
| West Texas Drum School | Lubbock | TX | 02/2017 | 06/2018 |
| Lighthouse College Tutoring | Lubbock | TX | 02/2015 | Present |
| Decided Excellence Catholic Media | Lubbock | TX | 10/2020 | Present |
| Lpl Financial | Lubbock | TX | 05/2022 | Present |
1- 07/2022 / James & Sons Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Lubbock, TX 2- 01/2015 / Lighthouse College Tutoring / Outside/W-2 Employment / Non-Investment Related / 4203 70TH ST LUBBOCK TX 79413 3- 06/2016 / Melaleuca / Outside/W-2 Employment / Non-Investment Related / 4203 70TH ST LUBBOCK TX 79413 4- 03/20/2024 - Mortgage/Real Estate Services - Investment Related - At Reported Business Location(s) - Start Date 03/01/2013 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-24 |
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